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| Corporate Counsel |
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Prime brokers, securities and futures brokers and dealers, commercial and corporate bankers, private bankers, merchant and investment bankers and hedge fund, private equity fund and traditional asset managers. |
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| Regulatory & Enforcement |
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Internal investigations, compliance reviews and audits, regulatory and other government enquiries and investigations, disciplinary proceedings before the Securities and Futures Commission (SFC), the Stock Exchange of Hong Kong (SEHK) and the Hong Kong Futures Exchange (HKFE), proceedings before the Hong Kong Monetary Authority (HKMA), Securities and Futures Appeal Tribunal proceedings, Market Misconduct Tribunal proceedings, mediation or arbitration proceedings and proceedings in the High Court or Court of Final Appeal. |
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| Financial Markets |
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Initial public offerings, private placements, mergers and acquisitions, buy-outs, start-up financing, growth capital financing, trade sales, secondary sales, PIPE transactions, loan trading, distressed debt investments, restructuring and turnaround investments, bilateral lending and syndicated lending.
Unit trusts and mutual funds, hedge funds, private equity funds, equity derivatives and ISDA transactions. |
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