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"Highly commended by clients" -- Asia Pacific Legal 500

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Capital raising. Regulatory relations.

Fund Marketing

We represent asset managers in the formation and marketing of unit trusts and mutual funds. We have experience in making applications for regulatory authorization and with funds listed on the Stock Exchange of Hong Kong.

  • Counsel to Fortune Global 100 financial institution in relation to the public launch of UCITS III equities and fixed income fund in Hong Kong
  • Counsel to a Fortune Global 100 financial institution in relation to the transition of €11 billion UCITS I equities fund to UCITS III
  • Counsel to a Fortune Global 100 financial institution in relation to the transition of €4 billion UCITS I fixed income fund to UCITS III

Operational Activities

We have experience in the establishment of operations in Hong Kong and in managing ongoing regulatory relationships in both contentious and non-contentious settings.

  • Counsel to Fortune Global 100 financial institution in relation establishment of fund marketing operations in Greater China
  • Counsel to a Fortune Global 100 financial institution in relation to the launch of a unit trust and mutual fund dealing and custody platform in Hong Kong
  • Counsel to a European based financial services company with a market capitalization of over US$10 billion on the establishment of fund marketing operations in Greater China

 

 

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