Retail Investment Products

Practice

Corporate
Finance
Insolvency & Restructuring
Mergers & Acquisitions

Regulatory
Contentious
Non-Contentious

Financial Markets
Hedge Funds
Private Equity
Retail Investment Products

We represent asset managers in the formation and marketing of funds, including applications for regulatory authorization, the establishment of operations in Hong Kong and in ongoing compliance matters.

Our lawyers' expertise includes both open-ended funds and listed closed-ended funds and European UCITS funds.

Representative Experience

• Counsel to Fortune Global 100 financial institution in relation to the public launch of UCITS III equities and fixed income fund in Hong Kong

• Counsel to a Fortune Global 100 financial institution in relation to the transition of €11 billion UCITS I equities fund to UCITS III

• Counsel to a Fortune Global 100 financial institution in relation to the transition of €4 billion UCITS I fixed income fund to UCITS III

Contacts

Timothy Loh
+852 2899.0179
tloh@timothyloh.com

Gavin Cumming
+852 2899.0149
gcumming@timothyloh.com

Related Firm Publications

New Proposals to Regulate Mis-Selling of Investment Funds & Structured Products in Hong Kong: Right or Wrong?

"Communications from Collective Investment Schemes Authorized in Hong Kong: A Snapshot of SFC Proposals

"Launching Innovative Retail Investment Funds in Hong Kong without SFC Authorization

Hong Kong: The Investment Fund Industry's Gateway to China

Non-Hong Kong Investment Funds: Relaxation of SFC Authorization Practices