Seminar: Liability of Sponsors in IPOs
The Securities and Futures Commission ("SFC") is currently investigating 15 firms that sponsored initial public offerings in Hong Kong, alleging that their work has been sub-standard. Citing the magnitude of losses suffered by investors in cases of fraud in the listing process, the SFC is seeking to position sponsors as a key player responsible for preventing such fraud.
Please join us for this lunch time seminar as we review the legal and regulatory framework governing the work of sponsors and discuss what steps sponsors can take to minimise risk of liability.
Please select below the date on which you would like to attend our seminar:
- Tuesday, November 7, 2017
- Thursday, November 9, 2017 - Sold Out
About the Firm
Founded in 2004, TIMOTHY LOH LLP is an internationally recognized Hong Kong law firm focused on mergers & acquisitions, litigation and general financial markets and financial services matters. The firm is a leader in banking, financial regulation, corporate finance, capital markets and investment funds as measured by its rankings and those of its lawyers in leading independent editorial publications. The firm routinely acts for Fortune Global 500 companies. For more information, visit www.timothyloh.com.