Timothy Loh, Managing Partner
+852 2899 0179
Seminar:
Capital Raising in Hong Kong
Capital Raising in Hong Kong: The State of the Law Following Pacific Sun v SFC
Friday, May 15, 2015 | 12:30 pm to 2:00 pm
Speaker: Timothy Loh
On March 23, 2015, this firm successfully secured acquittals in the landmark decision of the Court of Final Appeal in Pacific Sun v. The Securities and Futures Commission, a case involving the prosecution of a hedge fund manager undertaking a capital raise for a new fund. In this seminar, we review the state of the law on the marketing of securities following the decision.
| Venue: | Timothy Loh Solicitors Suite 1007-8, 10th Floor St. George's Building 2 Ice House Street Central, Hong Kong |
| Registration Fee: | HK$750 (including lunch) |
| CPT: | Eligible for 1 CPT point |
Click here to register. Seats are limited and will be allocated on a first come, first serve basis.
Topics to be covered
- Overview of the laws governing investment offers
- Regulatory authorization including when authorization requirements are triggered and when authorization is appropriate
- Exemptions from regulatory authorization including private placements, offers to professional investors and other exempted offers
- Regulations governing the conduct of intermediaries in sales to professional investors
- Laws governing the content of exempted offers