Additional SFC Guidance on External Electronic Data Storage Providers
The SFC has provided additional guidance on external electronic data storage providers and the requirements which should be complied with regarding...
All licensed corporations are periodically inspected by the Supervision Department of the Securities and Futures Commission, usually with only short notice given for on-site visits. A poorly handled inspection may increase the risk of SFC enforcement action. In this seminar we outline what you may expect to occur during an on-site inspection and what the SFC may be looking for. We provide our perspective on how to prepare for the inspection process and how to deal with the inspection team once it turns up at your office.
Please join us for this lunch time seminar as we discuss how to handle SFC Inspection.
This seminar includes a buffet style lunch with choice of hot entrees.
Please join us for this lunch time seminar as we discuss how to handle SFC Inspection.
Mr Loh has a wide range of experience advising on securities laws, banking laws and anti-money laundering laws in the context of digital assets in both contentious settings where clients are responding to regulatory enforcement proceedings and in non-contentious settings where clients are structuring and launching new products. He has represented crypto-currency and crypto-currency derivative exchange operators as well as issuers of stable coins and security and utility tokens. He has a strong background in traditional exchange and clearing systems and OTC products advising not only on regulatory issues but the full range of corporate and insolvency law issues.
The SFC has provided additional guidance on external electronic data storage providers and the requirements which should be complied with regarding...
Recent changes in Hong Kong and the Cayman Islands make Hong Kong OFCs a compelling alternative to Cayman SPCs for hedge funds
Prime brokers and other SFC Type 1 licensed brokers can now act as custodians of private OFCs under new SFC rules.
Find out more about how we can help
Contact UsWe use cookies to enhance your experience of our websites and to enable you to register when necessary. By continuing to use this website, you agree to the use of these cookies. For more information and to learn how you can change your cookie settings, please see our Cookie Policy and our Privacy Notice.