商事诉讼与仲裁

概览

我们的商事诉讼与替代性争议解决律师在香港高等法院(包括原讼法庭与上诉法庭)与香港终审法院进行的商事诉讼中向客户提供法律意见。同时我们也代表客户参与替代性争议解决程序, 包括在香港国际仲裁中心进行仲裁与调解。

我们的商事诉讼与替代性争议解决律师的独特优势在于金融纠纷的争议解决, 其中包括不当销售, 在提供投资建议时违反忠实义务与职业过失, 违反保护客户财产与遵守客户指示的合同义务,以及其它涉及金融市场交易与金融服务提供的法律纠纷。 这些纠纷涉及香港证监会下的持牌机构、香港保险业监管局规管下的机构,以及香港金融管理局规管下的银行。

同样的,我们的商事诉讼与替代性争议解决律师在涉及受监管金融机构与其雇员或雇员代表的法律争议(包括金融机构声称其雇员存在不当行为或雇员因不当行为指控而遭受解雇的情况)方面具有丰富经验。

我们的商事诉讼与替代性争议解决律师曾在以下其它商事诉讼事项中为客户提供法律意见:

经历

Internal Investigation of Market Market for Fortune Global 200 Financial Institution

Lead counsel to a Fortune Global 200 financial institution in the conduct of an internal investigation relating to possible market manipulation.

Litigation Against a Prime Broker by a Hedge Fund

Lead counsel to a hedge fund against its prime broker following the insolvency of the prime broker’s corporate group during the Global Financial Crisis.

Employment Dispute Arising from Global Reorganization

Lead counsel to a Fortune Global 500 company in connection with an employment dispute with a senior executive as a result of global reorganisation.

为某金融机构就客户纠纷引发的HKIAC仲裁提供法律意见

Lead counsel to an SFC licensed affiliate of an Asia listed financial institution with a market capitalization of over US$6 billion in connection with arbitration proceedings administered by the Hong Kong International Arbitration Centre (HKIAC) arising from a client dispute.

帮助某私募背景的专业服务公司解决价值800万的美元交易对手纠纷

Lead counsel to a private equity backed portfolio company valued at US$2 billion in a multi-million dollar lawsuit against a counterparty distributor for breach of a major contract with a China based NASDAQ listed company.

帮助某企业前雇员洗脱欺诈罪嫌疑

Lead counsel to former employee of a US based bank in respect of suspicions of fraud and dishonesty arising from trading activities. Advised on potential criminal offences and prepared submissions which ultimately resulted in no prosecution moving forward.

在香港终审法院推翻针对对冲基金违反《证券及期货条例》的指控

Lead counsel to a hedge fund manager in a successful appeal to the Court of Final Appeal in a precedent setting case which defined the scope and application of the professional investors exemption.

法律研究

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