Grounded Ingenuity | Refined Results

Home

SFC Inspection of Asset Management Firm with Over USD15 Billion of Assets Under Management

Details
Category: Experience
Hits: 4051
Lead counsel to PRC based asset manager with US$15 billion of assets under management in connection with an SFC inspection of its Hong Kong offices. Successfully assisted client to avoid adverse findings following initial compliance concerns.

We use cookies to enhance your experience of our websites and to enable you to register when necessary. By continuing to use this website, you agree to the use of these cookies. For more information and to learn how you can change your cookie settings, please see our Cookie Policy and our Privacy Notice.