UNVEILING MARKET MISCONDUCT
We have a market leading practice representing clients in Market Misconduct Tribunal (“MMT”) proceedings, which is part of our Financial Services Regulatory offering.
We are one of a very small number of Hong Kong law firms who have defended clients in multiple MMT proceedings and set landmark precedents in significant areas of securities law in Hong Kong. Our clients include hedge fund traders, market players involved in asset management and portfolio management, market commentators, listed companies and their directors.
Leveraging more than twenty years of experience serving clients in the financial sector, our firm has carved out a formidable standing as the preferred organisation for businesses in search of tailored and inventive legal guidance.
GETTING THE DEAL DONE
Track Contact Us
We are market leaders in market misconduct cases, advising clients in SFC inspections and audits and SFC investigations and prosecutions to pre-empt or mitigate any risk of SFC prosecution or MMT proceedings.
We also frequently advise on market misconduct prohibitions (stock market manipulation, insider dealing, disclosure of false or misleading information inducing transactions under section 277 of the Securities and Futures Ordinance (“SFO”), the statutory disclosure of inside information under Part XIVA of the SFO, or the disclosure of inside information by listed companies and their directors under the SFO.
Commitment Contact Us
Our commitment to excellence is evident in our practice and accolades. From being recognized as a Leading Practice to representing Fortune Global 200 institutions, our dedicated approach in dispute resolution and market misconduct offers you legal innovation with regulatory compliance.
Precedent Setting Market Misconduct Tribunal Case on Activist Short Selling
Lead counsel before the Market Misconduct Tribunal, the Court of Appeal and the Court of Final Appeal in precedent setting market manipulation case stemming from the issuance of a short selling report targeting a PRC based company listed on the Stock Exchange of Hong Kong.
HOW CAN WE HELP?
With deep expertise in handling market misconduct cases, our legal team can advise on market misconduct prohibitions and the statutory requirement to disclose inside information and can represent and defend clients in proceedings before the Market Misconduct Tribunal (MMT).
Contact us if you need assistance.