On September 04, 2026, the SFC announced that it will host a brokers' forum on 28 September 2026 at its Quarry Bay office, focusing on cybersecurity and anti-scam measures in the securities industry. Enrolment closes on 10 September 2026, limited to two representatives per firm.
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On September 04, 2026, the Securities and Futures Commission of Hong Kong (""SFC"") issued Circular SFO/IS/035/2026 addressed to all Licensed Corporations, SFC-licensed Virtual Asset Service Providers, and their Associated Entities. The circular announces that the SFC will convene a Brokers' Forum on 28 September 2026 at its premises situated at 43/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong.
Forum Objectives and Programme
The forum is designed to facilitate the dissemination of supervisory observations and regulatory updates pertaining specifically to cybersecurity protocols and anti-scam measures within the securities industry. It further serves as a platform for sustained engagement between the SFC and members of the securities sector. The detailed programme, including the list of speakers, has been set out in the Appendix annexed to the circular.
Eligible Participants and Professional Development Credit
Firms are advised to nominate relevant management personnel and compliance staff as delegates for attendance. The forum shall be conducted entirely in Cantonese at no cost to participants. Those who remain present throughout the entire session will be awarded 1.5 Continuous Professional Training ("CPT") hours, constituting professional development credits applicable to licensed individuals.
Enrolment Requirements and Allocation Protocol
Each firm is required to submit a single enrolment form no later than 10 September 2026. Attendance is restricted to a maximum of two representatives per firm. Places shall be allocated on a first-come, first-served basis; the primary nominee listed in each compliant enrolment form submitted by the deadline will receive priority allocation, with any residual places subsequently extended to secondary nominees under the same principle. Confirmation of successful registration will be communicated via email no fewer than two days prior to the forum date.
Inquiries
Should any firm require clarification or have queries in connection with this matter, correspondence should be directed to
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