On February 18, 2025, the Securities and Futures Commission ("SFC") has launched a survey to gather information about dealing and clearing activities involving over-the-counter ("OTC") derivative products or transactions in Hong Kong. The survey is addressed to licensed corporations and their affiliated corporations engaged in specific types of activities and must be submitted by March 11, 2025.
This article was generated using SAMS, an AI technology by Timothy Loh LLP.
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On February 18, 2025, the Securities and Futures Commission ("SFC") has initiated a survey to gather comprehensive data regarding dealing and clearing activities in over-the-counter ("OTC") derivative products or transactions in Hong Kong. The SFC has invited licensed corporations and their affiliated entities to participate, with a specific focus on those involved in regulated activities such as Types 1, 2, 3, 7, 11, and 12.
Participating entities, including those belonging to the same corporate group, should submit their responses collectively within the same survey. The survey is accessible via the SFC's designated webpage at the following link: https://www.sfc.hk/-/media/EN/files/IS/forms/OTCDerivativesActivitiesSurvey2025. Prior to completing the survey, it is advisable to review the instructions provided for accurate and efficient submission.
Completed surveys must be submitted to the SFC no later than March 11, 2025 (a Tuesday), via email to
Further details regarding the survey and its objectives can be found in the provided documentation.
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