On February 2, 2026, the Securities and Futures Commission ("SFC") hosted its third broker forum to foster compliance and collaboration, addressing trends such as finfluencers and regulatory issues.
This article was generated using SAMS, an AI technology by Timothy Loh LLP.
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On February 2, 2026, the Securities and Futures Commission ("SFC") convened its third broker forum, attracting over 600 financial sector participants.
The forum highlighted key industry trends, including the rising influence of finfluencers, advancements in the Integrated Fund Platform, and challenges faced by IPO sponsors.
Executive Director Dr Eric Yip of the SFC's Intermediaries Division underscored the forum's importance in navigating emerging risks, fostering innovation, and maintaining market integrity.
Legislative Councillor Hon Robert Lee, representing the Financial Services Functional Constituency, lauded the forum for its role in enhancing the SFC's industry knowledge and strengthening industry collaboration.
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