Leading Independent Hong Kong Law Firm

Experience

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Category: Experience
Hits: 963
Lead counsel to a Fortune Global 200 financial institution in relation to the establishment of a non-equities broking and dealing business in Hong Kong.

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Category: Experience
Hits: 927
Lead counsel to a US based global institutional agency broker in connection with the acquisition of a Trading Right and the application to become an Exchange Participant and the establishment of third party clearing arrangements.

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Category: Experience
Hits: 442
Lead counsel to a Hong Kong bank facing an investigation by the HKMA focused on possible mis-selling of accumulators, a structured financial product.

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Category: Experience
Hits: 646
Lead counsel to an SFC licensed wealth management firm in the defence of an investigation focused on possible breaches of conduct of business requirements relating to sales practices, custody of client assets and client reporting requirements.

Details
Category: Experience
Hits: 655
Lead counsel to a global technology company in connection with its sale by asset transfer of international business operations.
  1. Defence of Regulatory Investigation into Crypto Exchange
  2. Employment Dispute Arising from Global Reorganization
  3. Defence of SFC Investigation into IPO Sponsor Work
  4. Spin-off of Global Commodities Business

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