The Securities and Futures Commission ("SFC") in Hong Kong has initiated the Asset and Wealth Management Activities Survey 2024 ("AWMAS") to gather data on asset management activities for regulatory and market purposes. Licensed corporations with relevant gross operating income during 2024 are encouraged to complete the full questionnaire by 22 April 2025. The survey aims to understand the state of the asset and wealth management industry in Hong Kong, with strict confidentiality guaranteed for respondents. For queries, email [email protected] or contact the SFC’s Investment Products Division.
This article was generated using SAMS, an AI technology by Timothy Loh LLP.
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On 20 Feb 2025, the Securities and Futures Commission ("SFC") has initiated the Asset and Wealth Management Activities Survey 2024 ("AWMAS"). This annual survey aims to gather information about the asset and wealth management industry in Hong Kong.
The survey seeks information from licensed corporations with gross operating income from asset management, fund advice, private banking, or private wealth management activities during 2024.
The questionnaire, accessible online, must be completed through the SFC's submission system by 22 Apr 2025. Those without relevant activities should complete the General Information section.
Companies are advised to review the 'Important Notes' and definitions provided in the survey. Information provided is treated confidentially and used in aggregate form.
For queries, email
Investment Products DivisionSecurities and Futures Commission
On 20 February 2025, the Investment Products Division of the Securities and Futures Commission ("SFC") released an update. The SFC's primary responsibility is the regulation and supervision of investment products, securities, and futures trading in Hong Kong. The SFC aims to protect investors and maintain fair and efficient markets.
The latest update addresses various aspects of investment products, including new product approvals, compliance reviews, and market developments. The SFC has approved several innovative investment products, enhancing investor access to new opportunities. Additionally, the SFC conducts regular compliance reviews to ensure adherence to regulations, thereby promoting a transparent and accountable market.
The report highlights market trends and developments, emphasizing the growing demand for digital assets and their impact on the traditional financial ecosystem. The SFC notes the importance of balancing innovation with investor protection, urging investors to be cautious and well-informed. The document underscores the SFC's commitment to fostering a resilient and robust market infrastructure.
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