SFC
A New Era for Hong Kong's Asset Management Industry
Acquisitions & Disposals of SFC Licensed Firms
Additional SFC Guidance on External Electronic Data Storage Providers
Are Virtual Asset Deposit Arrangements Regulated in Hong Kong as Collective Investment Schemes?
Credit Rating Services: Does the Decision of the Securities and Futures Appeals Tribunal Over-Reach?
Credit Ratings and the SFC’s Disciplinary Jurisdiction: Revisiting the Moody’s Decision at the Court of Appeal
D&O Insurance in Hong Kong: What To Know In The Event Of SFC Enforcement Action
Decoding the Codes: How Changes to SFC Codes of Conduct will Impact Asset Managers and Fund Distributors
Disclosure Of Material Non-Public Price Sensitive Information (MNPI): A Guide For Hong Kong Listed Companies
Eligibility to act as the Custodian of a Private OFC
Enhanced Suitability Requirements for the Sale of Complex Products: A Pullback?
False Trading : Are Wash Trades and Matched Orders Now Illegal?
Financial Resources Returns
Front-Loaded Regulation: The Implications for Listed Companies
Funds Authorised Under The UT Code
Global Benchmark Reforms - HK’s OTC Derivatives Clearing Rules
Grey Market Dealings: Legality of Selling Placement Shares Before Completion of Placement
Guide to SFC Enforcement Action: From SFC Investigation Notice to Disciplinary Action, Prosecution & Appeal
Handling SFC Interviews in SFC Enforcement Action
Heightened Regulation of the Stock Market: What Directors of Listed Companies Need to Know