Suitability
Increased Transparency at Heart of Hong Kong Regulatory Changes
New Proposals To Regulate Mis-Selling Of Investment Funds & Structured Products In Hong Kong: Right Or Wrong?
Professional Investors: A New Regime For Licensed And Registered Persons And Recent Caselaw
Selling Of Investment Products: New Requirements In Hong Kong
Selling Practices: Lessons for Regulated Firms from the SFC's Recent Inspections
Seminar: How to Handle Mis-Selling Claims
Seminar: New Suitability Requirements for Offline Sale of Complex Products
SFC Implementation of New Suitability Requirements for Sale of Complex Products Extended to July 6, 2019
SFC Imposes Restrictive Code of Conduct Updates upon Intermediaries to Combat Mis-Selling
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