Internal Investigation of Market Market for Fortune Global 200 Financial Institution
Lead counsel to a Fortune Global 200 financial institution in the conduct of an internal investigation relating to possible market manipulation.
我们的争议解决律师拥有丰富的处理民事诉讼及刑事诉讼的争议解决经验。我们的争议解决律师在仲裁程序、审裁庭与监管机构的行政程序, 以及香港各级法院(包括香港高等法院与香港终审法院)的民事与刑事法庭诉讼中为客户提供法律意见。我们的争议解决律师通过富有说服力的论辩以及坚持争议解决商业化、实用性的路线, 为客户带来良好的争议解决效果。
我们的争议解决律师通常代表香港金融市场的参与者,包括资产管理人、经纪人、财富经理以及保险经纪人。他们的业务是我们金融服务监管业务的重要补充。一直以来, 我们的金融服务监管业务被包括《国际金融法律评论》(IFLR1000)、The Legal 500、钱伯斯 (Chambers and Partners)、《亚洲法律概况》 (Asialaw Profiles) 在内的多家国际法律评级机构评定为一流推荐业务。我们的律师也一贯被形容为该领域的“领军人物”以及“被高度评价的律师”。
我们的业务范围涵盖:
商事诉讼与替代性争议解决, 包括追股东间纠纷解决、合同纠纷解决, 以及金融市场交易纠纷与金融服务提供纠纷的解决
欺诈与资产追收, 包括外国法院判决及仲裁庭裁决的执行、财产追踪及冻结
白领犯罪与监管辩护, 包括就政府组织与监管机构(例如香港证监会、香港保险业监管局、 香港金融管理局、香港公司注册处、香港海关、香港警方商业罪案调查科以及廉政公署 )发起的调查提供辩护
香港证监会的调查与起诉, 包括如何应对证监会的调查、起诉与执行案件
针对香港证监会的上诉, 包括就市场失当行为审裁处作出的裁定提起上诉
市场失当行为审裁处法律程序的辩护, 包括为证监会在市场失当行为审裁处程序中针对市场失当行为的指控提供辩护
劳动争议诉讼, 包括解决香港证监会、香港保险业监管局及香港金融管理局规管下的机构与其雇员之间的纠纷
我们经验丰富的争议解决业务律师将纯熟的法律技能与对香港及国际商业环境的深刻理解相结合, 为客户提供完善的法律意见, 战略性的见解以及务实的解决方案, 以满足客户的商业需求。
Lead counsel to a Fortune Global 200 financial institution in the conduct of an internal investigation relating to possible market manipulation.
Lead counsel to a hedge fund against its prime broker following the insolvency of the prime broker’s corporate group during the Global Financial Crisis.
Lead counsel to a Fortune Global 500 company in connection with an employment dispute with a senior executive as a result of global reorganisation.
Lead counsel to an SFC licensed affiliate of an Asia listed financial institution with a market capitalization of over US$6 billion in connection with arbitration proceedings administered by the Hong Kong International Arbitration Centre (HKIAC) arising from a client dispute.
Lead counsel to a private equity backed portfolio company valued at US$2 billion in a multi-million dollar lawsuit against a counterparty distributor for breach of a major contract with a China based NASDAQ listed company.
Lead counsel to former employee of a US based bank in respect of suspicions of fraud and dishonesty arising from trading activities. Advised on potential criminal offences and prepared submissions which ultimately resulted in no prosecution moving forward.
Lead counsel to a hedge fund manager in a successful appeal to the Court of Final Appeal in a precedent setting case which defined the scope and application of the professional investors exemption.
Hong Kong courts can grant interim measures to support arbitrations in or outside Hong Kong, including Mareva injunctions and Anton Piller orders
Market Misconduct Tribunal proceedings for mishandling of insider information can result in fines and disgorgement orders
Contractual Disputes: Force Majeure and Frustration in Hong Kong. Does Covid-19 provide a basis for non-performance?
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