白领犯罪与监管辩护

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概览

我们在白领犯罪与监管辩护领域的业务市场领先。我们在这一领域的业务是我们金融服务监管业务的重要组成部分。一直以来，我们的金融服务监管业务被包括《国际金融法律评论》(IFLR1000)、The Legal 500、钱伯斯 (Chambers and Partners)、《亚洲法律概况》 (Asialaw Profiles) 在内的多家国际法律评级机构评定为一流推荐业务。我们的律师也一贯被形容为该领域的“领军人物”以及“被高度评价的律师”。

我们代表面临政府机构调查或被采取执法行动的客户，这些政府机构涵盖：

  • 香港证监会

  • 香港保险业监管局（以及在新的《保险条例》出台前，在保险业自律规管机构及其上诉审裁庭进行的纪律处分程序）

  • 香港金融管理局

  • 香港交易所及其下属的香港联交所

  • 香港警务处商业罪案调查科

  • 香港廉政公署

经历

Internal Investigation of Market Market for Fortune Global 200 Financial Institution

Lead counsel to a Fortune Global 200 financial institution in the conduct of an internal investigation relating to possible market manipulation.

Defence of Regulatory Investigation into Crypto Exchange

Lead counsel to one of the world’s largest cryptocurrency exchanges in connection with an SFC investigation and an HKMA investigation. The exchange has daily digital asset trading volume exceeding US$4 billion.

Defence of SFC Investigation into IPO Sponsor Work

Lead counsel to HKSFC licensed corporate finance adviser with a client base of over 100 Hong Kong listed companies in connection with an SFC investigation of due diligence in connection with an IPO sponsorship.

帮助某中国资产管理人应对香港证监会检查

Lead counsel to PRC based asset manager with US$15 billion of assets under management in connection with an SFC inspection of its Hong Kong offices. Successfully assisted client to avoid adverse findings following initial compliance concerns.

帮助某企业前雇员洗脱欺诈罪嫌疑

Lead counsel to former employee of a US based bank in respect of suspicions of fraud and dishonesty arising from trading activities. Advised on potential criminal offences and prepared submissions which ultimately resulted in no prosecution moving forward.

在香港终审法院推翻针对对冲基金违反《证券及期货条例》的指控

Lead counsel to a hedge fund manager in a successful appeal to the Court of Final Appeal in a precedent setting case which defined the scope and application of the professional investors exemption.

代表某对冲基金经理解决与前雇主的劳动纠纷

Lead counsel to a portfolio manager of a PRC based asset management firm with over US$110 billion of assets under management in connection with potential employment, regulatory and negligence claims arising from a trading loss exceeding US$100 million.

法律研究

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