Short Summary: On May 16, 2025, the Securities and Futures Commission ("SFC") announced a broker seminar on June 9, 2025, at One Island East, Quarry Bay. The seminar will discuss regulatory updates, supervisory observations, and industry topics. It's free and offers 1.5 CPT hours. Firms can nominate up to three representatives, with 200 seats available. Enrollments close May 30, 2025, and seats are allocated on a first-come, first-served basis. Successful applicants will be notified by email before the seminar. Contact SFC at [email protected] for inquiries.
This article was generated using SAMS, an AI technology by Timothy Loh LLP.
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The Securities and Futures Commission ("SFC") announced its annual broker seminar scheduled for June 9, 2025, at their office on the 54th floor of One Island East, 18 Westlands Road, Quarry Bay.
The seminar, open to licensed corporations, aims to share supervisory observations and regulatory updates related to the securities industry. It seeks to engage the industry in ongoing discussions. Key topics and speakers are detailed in the Appendix.
Licensed corporations are encouraged to nominate relevant management, supervisory personnel, or compliance officers to attend this free seminar, which offers 1.5 Continuous Professional Training ("CPT") hours.
Each firm may submit an enrollment form for up to three representatives. The seminar is open to a maximum of 200 participants, with seats allocated on a first-come, first-served basis.
Enrollment forms must be submitted via the link
For any inquiries, contact the SFC at
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